-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3h5DM5iWllkzzi/ZVEkww/NBmUGKoInrLM5lOQnOZRm5DAeu17XP8Td+6Fl/yIp /yR39gmAQVDP5Du3AlM3Fw== 0001193125-07-134189.txt : 20070612 0001193125-07-134189.hdr.sgml : 20070612 20070612171138 ACCESSION NUMBER: 0001193125-07-134189 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070612 DATE AS OF CHANGE: 20070612 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Oak Ridge Financial Services, Inc. CENTRAL INDEX KEY: 0001398006 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 208550086 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82927 FILM NUMBER: 07915610 BUSINESS ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 BUSINESS PHONE: 336 664 9944 MAIL ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ferguson Andrews Investment Advisers CENTRAL INDEX KEY: 0001402104 IRS NUMBER: 541609586 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1000 EDNAM CENTER SUITE 200 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22903 BUSINESS PHONE: 434-984-1115 MAIL ADDRESS: STREET 1: 1000 EDNAM CENTER SUITE 200 CITY: CHARLOTTESVILLE STATE: VA ZIP: 22903 SC 13G/A 1 dsc13ga.htm FORM 13G/A FORM 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

 

Under the Securities Exchange Act of 1934

Amendment 2006-1

 

 

 

 

Oak Ridge Financial Services Inc.

(Name of Issuer)

 

 

Common Stock, No Par Value

(Title of Class of Securities)

 

 

671768109

(CUSIP Number)

 

 

June 11, 2007

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

The Reporting Persons previously filed their ownership interest in the Issuer pursuant to a Schedule 13G/A, at December 31, 2005.


SCHEDULE 13G/A

CUSIP No. 671768109

 

  1  

NAME OF REPORTING PERSON:

S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (OPTIONAL) 54-1609586

 

            Ferguson, Andrews Investment Advisers Inc

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  x

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            U.S.

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER:

 

       8,100

 

  6    SHARED VOTING POWER

 

 

  7    SOLE DISPOSITIVE POWER

 

 

  8    SHARED DISPOSITIVE POWER:

 

       119,929

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:

 

            128,029

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9:

 

            7.15%

   
12  

TYPE OF REPORTING PERSON*

 

            IA

   

 


Item 1 (a) Name of Issuer: Oak Ridge Financial Services Inc.

 

Item 1 (b) Address of Issuer’s Principal Executive Offices:

2211 Oak Ridge Road, Oak Ridge, NC 27310

 

Item 2 (a) Name of Person Filing:

This Schedule 13G/A is being filed by Ferguson Andrews Investment Advisers, (collectively, the “Reporting Person”).

 

Item 2 (b) Address of Principal Business Office:

1000 Ednam Center Suite 200, Charlottesville, VA 22903

 

Item 2 (c) Citizenship: United States

 

Item 2 (d) Title of Class of Securities: Common Stock

 

Item 2 (e) CUSIP Number: 671768109

 

Item 3 If this statement is being filed pursuant to Rule 13d-1(b)or 13d-2(b), check whether the person filing is an:

 

(a)   ¨    Broker or Dealer registered under Section 15 of the Act
(b)   ¨    Bank as defined in section 3(a)(6) of the Act (c)¨ Insurance Company as defined in section 3(a)(19) of the Act (d)¨ Investment Company registered under section 8 of the Investment Company Act of 1940
(e)   x    An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
(f)   ¨    An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F)
(g)   ¨    A Parent Holding Company or Control Person in accordance with Rule 13d-1 (b)(ii)(G)
(h)   ¨    A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act
(i)   ¨    A Church Plan that is excluded From the definition of an investment company under Section 3(c)(14)of the Investment Company Act of 1940
(j)   ¨    Group, in accordance with 13d-1(b)(1)(ii)(J)

 

Item 4 Ownership:

The following information is provided as of June 11, 2007:

 

(a) Amount Beneficially Owned: 128,029

 

(b) Percent of Class: 7.15%

 

(c) Number of shares as to which such person has:

 

(i) sole power to vote or to direct the vote: 8,100

 

(ii) shared power to vote or to direct the vote: 0

 

(iii) sole power to dispose or to direct the disposition of: 0

 

(iv) shared power to dispose or to direct the disposition of: 119,929

 

Item 5 Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.


Item 6 Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable.

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

Not Applicable.

 

Item 8 Identification and Classification of Members of the Group:

Not Applicable.

 

Item 9 Notice of Dissolution of Group:

Not Applicable.

 

Item 10 Certification:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: June 11, 2007
Signature:   /s/ Jay G. Ferguson
Name/Title:    Jay G. Ferguson, Vice President
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